Career
Senior Business Controls/Risk Specialist
Job Overview:
The Client Strategies Group (CSG) at Edward Jones is focused on developing a profound understanding of prospective and current clients’ needs, in order to create an unparalleled experience. Leveraging these critical insights, we implement tailored solutions and enhance our products in ways that enable clients to achieve their financial goals. Working in this collaborative and fast-paced environment, you will be challenged to bring fresh perspectives that allow us to continually exceed client expectations.
Roles & Responsibilities:
Identify risk and implement operational and business unit controls.
Take a lead role on internal and external audits and examinations.
Ensure appropriate WSPs and SOPs are in place, tested, and oversight exists.
Design, maintain and test the department's business continuity planning (BCP) as it related to business risk controls.
Perform due diligence on third party vendors, assessing our compliance with distribution rights, contract terms, SLAs, licensing, and data restrictions, among other items.
Deliver the right results by effectively balancing the work needed for both risk/controls and vendor due diligence.
Compliance, Data Analytics Analyst III
Job Overview:
Compliance Analytics partners with business areas to provide analytical and financial insights for firm decision making and strategic planning. Data & Analytics utilize advanced data manipulation techniques and tools in their expertise of sourcing and transforming of data that provide actionable insights.
Roles & Responsibilities:
Create and develop dashboards, reports, visualizations in support of firm initiatives and programs.
Document business requirements and create data requirements.
Identify and recommend enhancements to divisional reporting and key measures. Build datasets necessary for the reports. Transform, re-engineer, and extract data in relational databases using appropriate tools including SQL, PL/SQL, Access and Excel.
Analysis that facilitates the transformation of raw and/or summarized data into information and insights. Includes intermediate data modeling, forecasting, statistical analysis and financial modeling.
Document, monitor, and proactively recommend improvement to processes and controls related to area responsibilities; quantify business and financial impact for leaders.
Develop and manage business relationships and partnerships with targeted business owners and finance associates.
Inform and educate other business areas as to the impact of decision; deliver original insights on opportunities for enhancing Firm performance.
Assist with the implementation of projects requiring cross-functional teams to achieve the division and firm's overall business objectives. Independently organize, plan & prioritize individual effort needed to ensure overall success.
Build requirements for, develop and enhance automated processes that provide functional areas with data and information.